Deborah J. Friedman - Dec 9, 2021 Form 4 Insider Report for Golden Minerals Co (AUMN)

Role
Director
Signature
Robert P. Vogels for Deborah Friedman Pursuant to Power of Attorney
Stock symbol
AUMN
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 02:45 PM
Next filing
Mar 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUMN Restricted Stock Units Award $0 +66.7K $0.00 66.7K Dec 9, 2021 Common Stock 66.7K Direct F1, F2
transaction AUMN Restricted Stock Units Award $0 +33.3K +50% $0.00 100K Dec 9, 2021 Common Stock 33.3K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will immediately vest on the grant date.
F2 Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the Board of Directors of Golden Minerals Company.
F3 Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the company's 2022 annual shareholder meeting, and (ii) a Change of Control as defined in Golden Minerals Company's Amended and Restated 2009 Equity Incentive Plan.