Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ODT | Common Stock | Purchase | $309K | +186K | +3.37% | $1.66* | 5.7M | Dec 1, 2021 | See Note 1 | F1, F2 |
transaction | ODT | Common Stock | Sale | -$309K | -186K | -3.16% | $1.66* | 5.7M | Dec 1, 2021 | See Note 1 | F1, F2 |
transaction | ODT | Common Stock | Sale | -$285K | -157K | -2.75% | $1.82* | 5.55M | Dec 9, 2021 | See Note 1 | F1, F3 |
transaction | ODT | Common Stock | Sale | -$8.3M | -5M | -90.17% | $1.66* | 545K | Dec 10, 2021 | See Note 1 | F1, F4 |
transaction | ODT | Common Stock | Sale | -$847K | -545K | -100% | $1.55* | 0 | Dec 10, 2021 | See Note 1 | F1, F5 |
EcoR1 Capital, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The filing persons (the "Filers") are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds held these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owned them as the investment adviser to the Funds, and Mr. Nodelman indirectly beneficially owned them as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein. |
F2 | These securities were transferred from another Fund managed by EcoR1 to Qualified Fund as part of a periodic rebalancing of the portfolios of the Funds. After this transaction, Qualified Fund held 5,185,698 shares of the Issuer's Common Stock, and the other fund held 515,971 shares. |
F3 | Qualified Fund sold 142,491 of these shares. After this transaction, Qualified Fund held 5,043,207 shares of the Issuer's Common Stock. |
F4 | Qualified Fund sold 4,547,500 of these shares. After this transaction, Qualified Fund held 495,707 shares of the Issuer's Common Stock. |
F5 | Qualified Fund sold 495,707 of these shares. After this transaction, Qualified Fund held no shares of the Issuer's Common Stock. |