EcoR1 Capital, LLC - 01 Dec 2021 Form 4 Insider Report for Odonate Therapeutics, Inc.

Role
10%+ Owner
Signature
Oleg Nodelman, Manager of EcoR1 Capital, LLC
Issuer symbol
N/A
Transactions as of
01 Dec 2021
Net transactions value
-$9,432,401
Form type
4
Filing time
10 Dec 2021, 17:50:07 UTC
Previous filing
18 Nov 2021
Next filing
12 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ODT Common Stock Purchase $308,662 +185,941 +3.4% $1.66* 5,701,669 01 Dec 2021 See Note 1 F1, F2
transaction ODT Common Stock Sale $308,662 -185,941 -3.2% $1.66* 5,701,669 01 Dec 2021 See Note 1 F1, F2
transaction ODT Common Stock Sale $284,981 -156,669 -2.7% $1.82* 5,545,000 09 Dec 2021 See Note 1 F1, F3
transaction ODT Common Stock Sale $8,300,000 -5,000,000 -90% $1.66* 545,000 10 Dec 2021 See Note 1 F1, F4
transaction ODT Common Stock Sale $847,420 -545,000 -100% $1.55* 0 10 Dec 2021 See Note 1 F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

EcoR1 Capital, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The filing persons (the "Filers") are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds held these securities directly for the benefit of their investors. EcoR1 indirectly beneficially owned them as the investment adviser to the Funds, and Mr. Nodelman indirectly beneficially owned them as the control person of EcoR1. The Filers disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
F2 These securities were transferred from another Fund managed by EcoR1 to Qualified Fund as part of a periodic rebalancing of the portfolios of the Funds. After this transaction, Qualified Fund held 5,185,698 shares of the Issuer's Common Stock, and the other fund held 515,971 shares.
F3 Qualified Fund sold 142,491 of these shares. After this transaction, Qualified Fund held 5,043,207 shares of the Issuer's Common Stock.
F4 Qualified Fund sold 4,547,500 of these shares. After this transaction, Qualified Fund held 495,707 shares of the Issuer's Common Stock.
F5 Qualified Fund sold 495,707 of these shares. After this transaction, Qualified Fund held no shares of the Issuer's Common Stock.