Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UBFO | Common Stock | Options Exercise | +818 | +81.8% | 1.82K | Dec 1, 2021 | Direct | F1 | ||
transaction | UBFO | Common Stock | Other | 0 | 0% | 916K | Dec 1, 2021 | By: Strategic Value Investors LP | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UBFO | Restricted Stock Units | Award | +818 | +5.45% | 15.8K | Dec 1, 2021 | Common Stock | 818 | $0.00 | Direct | F2 | ||
transaction | UBFO | Restricted Stock Units | Options Exercise | -818 | -5.17% | 15K | Dec 1, 2021 | Common Stock | 818 | $7.75 | Direct | F2, F3, F4 |
Id | Content |
---|---|
F1 | Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2021. |
F2 | Represents a grant of restricted stock units on December 1, 2021, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date. |
F3 | Represents the complete vesting of all restricted stock units granted on December 1, 2021. |
F4 | Represents common stock closing price on December 1, 2021. |
F5 | Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. For disclosure purposes only. |