Michael S. Bishop - Nov 24, 2021 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role
EVP, CFO & Treasurer
Signature
/s/ Michael S. Bishop
Stock symbol
FCEL
Transactions as of
Nov 24, 2021
Transactions value $
-$84,144
Form type
4
Date filed
11/29/2021, 05:23 PM
Previous filing
Aug 26, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCEL Common Stock Sale -$55.4K -6K -20.86% $9.24 22.8K Nov 24, 2021 Direct F1
transaction FCEL Common Stock Options Exercise $0 +9.61K +42.22% $0.00 32.4K Nov 24, 2021 Direct F2
transaction FCEL Common Stock Tax liability -$28.7K -3.01K -9.3% $9.53* 29.4K Nov 24, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCEL Employee Restricted Stock Unit Options Exercise $0 -9.61K -33.33% $0.00 19.2K Nov 24, 2021 Common Stock 9.61K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Restricted stock units were converted into common stock on a one-for-one basis.
F3 Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.
F4 On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.