Randal J. Kirk - Nov 19, 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role: Director, 10%+ Owner
Signature: /s/ Randal J. Kirk
Stock symbol: PGEN
Transactions as of: Nov 19, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/23/2021, 08:46 PM
Previous filing: Sep 24, 2021
Next filing: Nov 24, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PGEN	Common Stock						989K	Nov 19, 2021	by Sr. Staff 2015	F1, F2
holding	PGEN	Common Stock						989K	Nov 19, 2021	by Staff 2015	F2
holding	PGEN	Common Stock						1.84M	Nov 19, 2021	by Staff 2010	F2, F4
holding	PGEN	Common Stock						1.38M	Nov 19, 2021	by Staff 2009	F2
holding	PGEN	Common Stock						3.22M	Nov 19, 2021	by Sr. Staff 2008	F2, F4
holding	PGEN	Common Stock						692K	Nov 19, 2021	by Incentive 2009	F2
holding	PGEN	Common Stock						1.38M	Nov 19, 2021	by Incentive 2010	F2, F4
holding	PGEN	Common Stock						311K	Nov 19, 2021	by Staff 2001	F2
holding	PGEN	Common Stock						58.8K	Nov 19, 2021	by Sr. Staff	F2
holding	PGEN	Common Stock						59.1K	Nov 19, 2021	by Staff 2006	F2
holding	PGEN	Common Stock						118K	Nov 19, 2021	by Sr. Staff 2006	F2
holding	PGEN	Common Stock						19.7K	Nov 19, 2021	by Incentive 2006	F2
holding	PGEN	Common Stock						5M	Nov 19, 2021	by Sr. Staff 2007	F3
holding	PGEN	Common Stock						2.5M	Nov 19, 2021	by Staff 2007	F3
holding	PGEN	Common Stock						833K	Nov 19, 2021	by Incentive 2007	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.
F2	Randal J. Kirk controls each of Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), and Third Security Incentive 2006 LLC ("Incentive 2006"). Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3	Randal J. Kirk controls each of Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4	The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.