Randal J. Kirk - 19 Nov 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Issuer symbol
PGEN
Transactions as of
19 Nov 2021
Net transactions value
$0
Form type
4
Filing time
23 Nov 2021, 20:46:04 UTC
Previous filing
24 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGEN Common Stock 989,243 19 Nov 2021 by Sr. Staff 2015 F1, F2
holding PGEN Common Stock 989,252 19 Nov 2021 by Staff 2015 F2
holding PGEN Common Stock 1,839,946 19 Nov 2021 by Staff 2010 F2, F4
holding PGEN Common Stock 1,383,858 19 Nov 2021 by Staff 2009 F2
holding PGEN Common Stock 3,223,803 19 Nov 2021 by Sr. Staff 2008 F2, F4
holding PGEN Common Stock 691,929 19 Nov 2021 by Incentive 2009 F2
holding PGEN Common Stock 1,384,408 19 Nov 2021 by Incentive 2010 F2, F4
holding PGEN Common Stock 311,287 19 Nov 2021 by Staff 2001 F2
holding PGEN Common Stock 58,800 19 Nov 2021 by Sr. Staff F2
holding PGEN Common Stock 59,133 19 Nov 2021 by Staff 2006 F2
holding PGEN Common Stock 118,266 19 Nov 2021 by Sr. Staff 2006 F2
holding PGEN Common Stock 19,711 19 Nov 2021 by Incentive 2006 F2
holding PGEN Common Stock 4,995,000 19 Nov 2021 by Sr. Staff 2007 F3
holding PGEN Common Stock 2,497,500 19 Nov 2021 by Staff 2007 F3
holding PGEN Common Stock 832,500 19 Nov 2021 by Incentive 2007 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.
F2 Randal J. Kirk controls each of Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), and Third Security Incentive 2006 LLC ("Incentive 2006"). Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Randal J. Kirk controls each of Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4 The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.