Randal J. Kirk - 19 Nov 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Issuer symbol
PGEN
Transactions as of
19 Nov 2021
Net transactions value
+$3,634,787
Form type
4
Filing time
23 Nov 2021, 20:43:54 UTC
Previous filing
24 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Purchase $1,153,729 +307,661 $3.75 307,661 19 Nov 2021 by Parkview 2020 F1
transaction PGEN Common Stock Purchase $581,235 +161,904 +53% $3.59 469,565 22 Nov 2021 by Parkview 2020 F1
transaction PGEN Common Stock Purchase $158,040 +43,900 +9.3% $3.60 513,465 22 Nov 2021 by Parkview 2020 F1
transaction PGEN Common Stock Purchase $704 +200 +0.04% $3.52 513,665 22 Nov 2021 by Parkview 2020 F1
transaction PGEN Common Stock Purchase $1,741,079 +486,335 +95% $3.58 1,000,000 23 Nov 2021 by Parkview 2020 F1
holding PGEN Common Stock 18,738,124 19 Nov 2021 by R.J. Kirk DOT F1
holding PGEN Common Stock 479,857 19 Nov 2021 by JPK 2008 F1
holding PGEN Common Stock 3,597,953 19 Nov 2021 by JPK 2009 F1
holding PGEN Common Stock 1,612,186 19 Nov 2021 by JPK 2012 F1
holding PGEN Common Stock 447,405 19 Nov 2021 by Kellie L. Banks LTT F1
holding PGEN Common Stock 478,894 19 Nov 2021 by MGK 2008 F1
holding PGEN Common Stock 3,838,992 19 Nov 2021 by MGK 2009 F1
holding PGEN Common Stock 1,594,863 19 Nov 2021 by MGK 2011 F1
holding PGEN Common Stock 567,535 19 Nov 2021 by ZSK 2008 F1
holding PGEN Common Stock 342,685 19 Nov 2021 by ZSK 2009 F1
holding PGEN Common Stock 213,805 19 Nov 2021 by ADC 2010 F1
holding PGEN Common Stock 1,144,481 19 Nov 2021 by Spouse
holding PGEN Common Stock 13,520,789 19 Nov 2021 by Kapital Joe F1, F2
holding PGEN Common Stock 1,403 19 Nov 2021 by Lotus F1
holding PGEN Common Stock 16,406,828 19 Nov 2021 by Sunset 2020 F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.
F3 Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.