Douglas Love - Nov 11, 2021 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role
President & CEO, Director
Signature
/s/ Jennifer Lew, as Attorney-in-Fact for Douglas Love
Stock symbol
ANNX
Transactions as of
Nov 11, 2021
Transactions value $
$155,503
Form type
4
Date filed
11/15/2021, 05:05 PM
Previous filing
Sep 20, 2021
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Options Exercise $100K +70.9K $1.41 70.9K Nov 11, 2021 Direct
transaction ANNX Common Stock Options Exercise $55.5K +30K +42.29% $1.85 101K Nov 11, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANNX Stock Option (Right to Buy) Options Exercise $0 -70.9K -100% $0.00* 0 Nov 11, 2021 Common Stock 70.9K $1.41 Direct F1
transaction ANNX Stock Option (Right to Buy) Options Exercise $0 -30K -20.77% $0.00 114K Nov 11, 2021 Common Stock 30K $1.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and exercisable.