Douglas Love - 11 Nov 2021 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role
President & CEO, Director
Signature
/s/ Jennifer Lew, as Attorney-in-Fact for Douglas Love
Issuer symbol
ANNX
Transactions as of
11 Nov 2021
Net transactions value
+$155,503
Form type
4
Filing time
15 Nov 2021, 17:05:57 UTC
Previous filing
20 Sep 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Options Exercise $100,000 +70,942 $1.41 70,942 11 Nov 2021 Direct
transaction ANNX Common Stock Options Exercise $55,503 +30,000 +42% $1.85 100,942 11 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANNX Stock Option (Right to Buy) Options Exercise $0 -70,942 -100% $0.000000* 0 11 Nov 2021 Common Stock 70,942 $1.41 Direct F1
transaction ANNX Stock Option (Right to Buy) Options Exercise $0 -30,000 -21% $0.000000 114,449 11 Nov 2021 Common Stock 30,000 $1.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and exercisable.