GINOLA LTD - 11 Nov 2021 Form 4 Insider Report for EMAGIN CORP

Role
10%+ Owner
Signature
/s/ Sumantha R. Sedor, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
11 Nov 2021
Net transactions value
-$38,213
Form type
4
Filing time
15 Nov 2021, 15:15:41 UTC
Previous filing
12 Nov 2021
Next filing
14 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Sale $4,408 -1,700 -2.1% $2.59 77,726 11 Nov 2021 Direct F1
transaction EMAN Common Stock Sale $4,674 -1,800 -2.3% $2.60 75,926 12 Nov 2021 Direct F2
transaction EMAN Common Stock Sale $13,905 -5,364 -1.2% $2.59 432,998 11 Nov 2021 By Flat Creek Fiduciary Management LLC, as Trustee F3, F5
transaction EMAN Common Stock Sale $15,225 -5,867 -1.4% $2.60 427,131 12 Nov 2021 By Flat Creek Fiduciary Management LLC, as Trustee F4, F5
holding EMAN Common Stock 78,478 11 Nov 2021 By Mount Union Corp. F6
holding EMAN Common Stock 57,372 11 Nov 2021 By Chelsea Trust Company, as Trustee F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of eMagin Corporation (the "Issuer") were sold in multiple transactions at prices ranging from $2.59 to $2.60 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
F2 The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.59 to $2.61 per share of Common Stock of the Issuer, inclusive. The Reporting Person undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.59 to $2.6006 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.59 to $2.61 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
F5 These securities are solely owned by Flat Creek Fiduciary Management LLC, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
F6 These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
F7 These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.