Thomas Peterffy - 10 Nov 2021 Form 4 Insider Report for Interactive Brokers Group, Inc. (IBKR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Nov 2021, 15:03:36 UTC
Prior SEC filing
10 Nov 2021
Next SEC filing
16 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Sellitto as authorized signatory for Thomas Peterffy

Key filing fact

Thomas Peterffy filed Form 4 for Interactive Brokers Group, Inc. (IBKR) on 12 Nov 2021.

Key facts

  • This page summarizes Thomas Peterffy's Form 4 filing for Interactive Brokers Group, Inc. (IBKR).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Nov 2021, 15:03.

Change

  • Previous filing in this sequence was filed on 10 Nov 2021.
  • Current net transaction value: -$2,936,540.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IBKR transaction

Class A common stock

Sale

Transaction value
$988,127
Shares
-13,499
Change %
-0.26%
Price
$73.20
Shares after
5,174,012
Date
10 Nov 2021
Ownership
Direct
Footnotes
F1, F2
IBKR transaction

Class A common stock

Sale

Transaction value
$478,214
Shares
-6,501
Change %
-0.13%
Price
$73.56
Shares after
5,167,511
Date
10 Nov 2021
Ownership
Direct
Footnotes
F1, F3
IBKR transaction

Class A common stock

Sale

Transaction value
$1,470,200
Shares
-20,000
Change %
-0.39%
Price
$73.51
Shares after
5,147,511
Date
11 Nov 2021
Ownership
Direct
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.44 to $73.43. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.44 to $73.75.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.16 to $74.10.

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