Patricia L. Owens - 09 Nov 2021 Form 4 Insider Report for SUMMIT FINANCIAL GROUP, INC.

Role
Ex. VP & Chief Banking Officer
Signature
Teresa D. Ely, Lmtd POA, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
09 Nov 2021
Net transactions value
$0
Form type
4
Filing time
10 Nov 2021, 07:41:11 UTC
Previous filing
15 Jul 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMMF Common Stock Options Exercise $1,826 +100 +6.6% $18.26 1,605 09 Nov 2021 Direct
holding SMMF Common Stock 4,518 09 Nov 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Employee Stock Option (Right to Buy) Options Exercise $1,826 -100 -50% $18.26 100 09 Nov 2021 Common Stock 200 $18.26 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 15,442 09 Nov 2021 Common Stock 15,442 $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 4,945 09 Nov 2021 Common Stock 4,945 $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 10,064 09 Nov 2021 Common Stock 10,064 $23.94 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 9,940 09 Nov 2021 Common Stock 9,940 $21.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2 Option expires in 5 equal annual installments with the final date indicated