Patricia L. Owens - Nov 9, 2021 Form 4 Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Role
Ex. VP & Chief Banking Officer
Signature
Teresa D. Ely, Lmtd POA, Attorney-in-Fact
Stock symbol
SMMF
Transactions as of
Nov 9, 2021
Transactions value $
$0
Form type
4
Date filed
11/10/2021, 07:41 AM
Previous filing
Jul 15, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMMF Common Stock Options Exercise $1.83K +100 +6.64% $18.26 1.61K Nov 9, 2021 Direct
holding SMMF Common Stock 4.52K Nov 9, 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Employee Stock Option (Right to Buy) Options Exercise -$1.83K -100 -50% $18.26 100 Nov 9, 2021 Common Stock 200 $18.26 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 15.4K Nov 9, 2021 Common Stock 15.4K $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 4.95K Nov 9, 2021 Common Stock 4.95K $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 10.1K Nov 9, 2021 Common Stock 10.1K $23.94 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 9.94K Nov 9, 2021 Common Stock 9.94K $21.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2 Option expires in 5 equal annual installments with the final date indicated