Bayview Legacy, LLC - 29 Oct 2021 Form 4 Insider Report for Arteris, Inc. (AIP)

Role: 10%+ Owner
Signature: /s/ K. Charles Janac
Issuer symbol: AIP
Transactions as of: 29 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 02 Nov 2021, 17:15:16 UTC
Previous filing: 26 Oct 2021
Next filing: 07 Aug 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIP	Common Stock	Conversion of derivative security		+335,891	+3.4%		10,335,891	29 Oct 2021	See Footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	-335,891	-50%	$0.000000	335,891	29 Oct 2021	Common Stock	335,891		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
F2	K. Charles Janac is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Arteris IP, LLC.