Ventech Capital F - Oct 29, 2021 Form 4 Insider Report for Arteris, Inc. (AIP)

Role: 10%+ Owner
Signature: /s/ Christian Claussen
Stock symbol: AIP
Transactions as of: Oct 29, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/2/2021, 05:13 PM
Previous filing: Oct 26, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIP	Common Stock	Conversion of derivative security		+3.13M			3.13M	Oct 29, 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	-3.13M	-50%	$0.00	3.13M	Oct 29, 2021	Common Stock	3.13M		See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2	The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.