Cantwell Wayne C - Oct 26, 2021 Form 4 Insider Report for Arteris, Inc. (AIP)

Role
Director
Signature
/s/ Paul Alpern as Attorney-in-fact for Wayne C Cantwell
Stock symbol
AIP
Transactions as of
Oct 26, 2021
Transactions value $
$19
Form type
4
Date filed
10/29/2021, 08:39 PM
Next filing
Jun 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIP Common Stock Conversion of derivative security +38.8K 38.8K Oct 29, 2021 By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell F1
transaction AIP Common Stock Purchase $18.80 +1 +0% $18.75 38.8K Oct 29, 2021 By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell
transaction AIP Common Stock Award $0 +8.33K +4.17% $0.00 208K Oct 26, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIP Series A Preferred Stock Conversion of derivative security $0 -38.8K -50% $0.00 38.8K Oct 29, 2021 Common Stock 38.8K By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2 Includes 8,333 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.
F3 Includes 58,333 restricted stock units.