Paul L. Alpern - 26 Oct 2021 Form 3 Insider Report for Arteris, Inc. (AIP)

Role
VP and General Counsel
Signature
/s/ Paul Alpern
Issuer symbol
AIP
Transactions as of
26 Oct 2021
Net transactions value
$0
Form type
3
Filing time
26 Oct 2021, 20:08:56 UTC
Next filing
19 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIP Stock Options (Right to Buy) 26 Oct 2021 Common Stock 200,000 $0.5600 Direct F1
holding AIP Stock Options (Right to Buy) 26 Oct 2021 Common Stock 60,000 $0.6000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the stock option will vest and become exercisable with respect to 25% of the shares on August 26, 2020 and in 36 substantially equal monthly installments thereafter.
F2 The shares subject to the stock option will vest and become exercisable with respect respect to 25% of the shares on July 23, 2021 and in 36 substantially equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney