Cantwell Wayne C. - 26 Oct 2021 Form 3 Insider Report for Arteris, Inc. (AIP)

Role
Director
Signature
/s/ Paul Alpern as Attorney-in-fact for Wayne C Cantwell
Issuer symbol
AIP
Transactions as of
26 Oct 2021
Net transactions value
$0
Form type
3
Filing time
26 Oct 2021, 20:00:15 UTC
Next filing
15 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AIP Common Stock 150,000 26 Oct 2021 Direct
holding AIP Common Stock 50,000 26 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIP Series A Preferred Stock 26 Oct 2021 Common Stock 38,760 Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell F2
holding AIP Stock Options (Right to Buy) 26 Oct 2021 Common Stock 75,000 $0.6000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 50,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested. The RSUs have no expiration date.
F2 The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
F3 The shares subject to the stock option vest and become exercisable in 36 substantially equal monthly installments starting on May 23, 2020.

Remarks:

Exhibit 24 - Power of Attorney