Stephen H. Marcus - Oct 8, 2021 Form 4 Insider Report for MARCUS CORP (MCS)

Role
Chairman, Director, 10%+ Owner
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Stephen H. Marcus
Stock symbol
MCS
Transactions as of
Oct 8, 2021
Transactions value $
$0
Form type
4
Date filed
10/22/2021, 11:34 AM
Next filing
Aug 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCS Common Stock 21.9K Oct 8, 2021 By LLCs F1
holding MCS Common Stock 6K Oct 8, 2021 Trustee-I. Lowe Fam. Tr.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCS Class B Common Stock Gift $0 -5.35K -6.95% $0.00 71.6K Oct 8, 2021 Common Stock 5.35K S Marcus 1990 Rev Tr F2, F3, F4, F5
holding MCS Class B Common Stock 1.23K Oct 8, 2021 Common Stock 1.23K As Trustee F2, F3, F4
holding MCS Class B Common Stock 4.25M Oct 8, 2021 Common Stock 4.4M By LLCs F1, F2, F3, F4, F6
holding MCS Class B Common Stock 50.8K Oct 8, 2021 Common Stock 50.8K By Trust F2, F3, F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Matinee Fifteen Holdings, LLC and Matinee Fifteen Holdings 2 LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
F2 This security is convertible into common stock on a 1-for-1 basis at no cost.
F3 This security is immediately exercisable.
F4 No expiration date.
F5 By the Stephen H. Marcus 1990 Revocable Trust.
F6 Shares previously held by Matinee Fifteen Holdings, LLC and Matinee Fifteen Holdings 2, LLC were transferred in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
F7 By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Stephen H. Marcus.