Charles Hangen - Sep 30, 2021 Form 4 Insider Report for ESSA Bancorp, Inc. (ESSA)

Role
SVP and COO
Signature
/s/ Marc P. Levy, pursuant to power of attorney
Stock symbol
ESSA
Transactions as of
Sep 30, 2021
Transactions value $
-$15,319
Form type
4
Date filed
10/4/2021, 04:54 PM
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESSA Common Stock Tax liability -$15.3K -929 -4.8% $16.49 18.4K Sep 30, 2021 Direct F2, F3, F4, F5
transaction ESSA Common Stock Award $0 +3.01K +16.31% $0.00 21.4K Oct 1, 2021 Direct F2, F3, F4, F5, F6
holding ESSA Common Stock 9.86K Sep 30, 2021 By IRA
holding ESSA Common Stock 5.09K Sep 30, 2021 By Spouse's IRA
holding ESSA Common Stock 7.16K Sep 30, 2021 By ESOP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
F3 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2019.
F4 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2020.
F5 Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2021.
F6 Shares of restricted stock vest at a rate of 25% per year commencing on September 30, 2022.