Neil J. Hennessy - 30 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
30 Sep 2021
Net transactions value
-$18,773
Form type
4
Filing time
01 Oct 2021, 18:04:56 UTC
Previous filing
20 Sep 2021
Next filing
23 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability $18,773 -1,952 -0.09% $9.62 2,071,341 30 Sep 2021 Direct
holding HNNA Common Stock 25,312 30 Sep 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.