Mark R. DeFazio - 20 Sep 2021 Form 4 Insider Report for Metropolitan Bank Holding Corp. (MCB)

Role
President and CEO, Director
Signature
/s/ Mark R. DeFazio
Issuer symbol
MCB
Transactions as of
20 Sep 2021
Net transactions value
+$249,975
Form type
4
Filing time
22 Sep 2021, 11:31:18 UTC
Previous filing
23 Sep 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCB Common Stock Purchase $249,975 +3,333 +4.9% $75.00 71,528 20 Sep 2021 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCB Stock Options 57,000 20 Sep 2021 Common Stock 57,000 $18.00 Direct F5
holding MCB Stock Options 74,000 20 Sep 2021 Common Stock 74,000 $18.00 Direct F5
holding MCB Stock Options 30,000 20 Sep 2021 Common Stock 30,000 $18.00 Direct F5
holding MCB Stock Options 70,000 20 Sep 2021 Common Stock 70,000 $18.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
F2 Includes shares of restricted stock granted on February 27, 2019 and vest at a rate of 33.3% per year commencing on December 31, 2019.
F3 Includes restricted stock units granted on February 25, 2020 and vest at a rate of 33.3% per year commencing on December 15, 2020.
F4 Includes restricted stock units granted on February 23, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022.
F5 Fully vested and exercisable.