Teresa M. Nilsen - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
President, COO and Secretary, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Net transactions value
-$19,515
Form type
4
Filing time
21 Sep 2021, 17:38:15 UTC
Previous filing
14 Sep 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability $19,515 -1,952 -1.4% $10.00 133,521 18 Sep 2021 Direct F1
holding HNNA Common Stock 17,285 18 Sep 2021 FBO Children
holding HNNA Common Stock 1,518 18 Sep 2021 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of taxes incident to the vesting of restricted shares.