Daniel B. Steadman - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive Vice President, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Net transactions value
-$6,480
Form type
4
Filing time
21 Sep 2021, 17:35:05 UTC
Previous filing
14 Sep 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability $6,480 -648 -1% $10.00 62,358 18 Sep 2021 Direct F1
holding HNNA Common Stock 750 18 Sep 2021 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of taxes incident to the vesting of restricted shares.