Kathryn Fahy - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Kathryn Fahy
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Net transactions value
-$12,270
Form type
4
Filing time
21 Sep 2021, 17:32:56 UTC
Previous filing
14 Sep 2021
Next filing
09 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability $12,270 -1,227 -2.6% $10.00 45,283 18 Sep 2021 Direct F1
holding HNNA Common Stock 16,805 18 Sep 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of taxes incident to the vesting of restricted shares.