Rodger D. Offenbach - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Rodger Offenbach
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Net transactions value
$0
Form type
4
Filing time
20 Sep 2021, 16:51:42 UTC
Previous filing
19 May 2021
Next filing
20 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5,250 +4.8% $0.000000 114,688 18 Sep 2021 Direct F1
holding HNNA Common Stock 8,902 18 Sep 2021 By IRA
holding HNNA Common Stock 6,370 18 Sep 2021 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,250 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.