Kathryn Fahy - 18 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
SVP and CFO
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Kathryn Fahy
Issuer symbol
HNNA
Transactions as of
18 Sep 2021
Net transactions value
$0
Form type
4
Filing time
20 Sep 2021, 16:42:07 UTC
Previous filing
14 Sep 2021
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +10,000 +27% $0.000000 46,510 18 Sep 2021 Direct F1
holding HNNA Common Stock 16,805 18 Sep 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 10,000 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.