Kathryn Fahy - Sep 18, 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
SVP and CFO
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Kathryn Fahy
Stock symbol
HNNA
Transactions as of
Sep 18, 2021
Transactions value $
$0
Form type
4
Date filed
9/20/2021, 04:42 PM
Previous filing
Sep 14, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +10K +27.39% $0.00 46.5K Sep 18, 2021 Direct F1
holding HNNA Common Stock 16.8K Sep 18, 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 10,000 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.