Daniel B. Steadman - Sep 18, 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive Vice President, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
Stock symbol
HNNA
Transactions as of
Sep 18, 2021
Transactions value $
$0
Form type
4
Date filed
9/20/2021, 04:40 PM
Previous filing
Sep 14, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +7.5K +13.51% $0.00 63K Sep 18, 2021 Direct F1
holding HNNA Common Stock 750 Sep 18, 2021 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.