Neil J. Hennessy - 12 Sep 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
12 Sep 2021
Net transactions value
-$19,300
Form type
4
Filing time
14 Sep 2021, 12:28:42 UTC
Previous filing
01 Sep 2021
Next filing
20 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability $19,300 -1,952 -0.09% $9.89 2,059,494 12 Sep 2021 Direct
holding HNNA Common Stock 25,312 12 Sep 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.