James H. Roth - Sep 7, 2021 Form 4 Insider Report for Huron Consulting Group Inc. (HURN)

Role
CEO, Director
Signature
Ernest W. Torain, Jr., Attorney-in-fact for James H. Roth
Stock symbol
HURN
Transactions as of
Sep 7, 2021
Transactions value $
-$641,260
Form type
4
Date filed
9/9/2021, 09:29 AM
Previous filing
Jun 9, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HURN Common Stock Options Exercise $191K +5K +3.8% $38.18 137K Sep 7, 2021 Direct F1, F2
transaction HURN Common Stock Sale -$330K -6.77K -4.95% $48.71 130K Sep 7, 2021 Direct F3, F4
transaction HURN Common Stock Sale -$502K -10.2K -7.87% $49.11 120K Sep 7, 2021 Direct F3, F4
holding HURN Common Stock 3.86K Sep 7, 2021 By Family LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HURN Employee Stock Options (Right to Buy) Options Exercise $0 -5K -34.1% $0.00 9.66K Sep 7, 2021 Common Stock 5K $38.18 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Automatic exercise pursuant to a 10b5-1 trading plan.
F2 Common stock acquired upon the exercise of options granted March 1, 2012.
F3 Automatic sale pursuant to a 10b5-1 trading plan.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.97 - $48.96 for the sale of 6,774 shares and prices ranging from $48.97 - $49.58 for the sale of 10,226 shares. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.