Richard A. Wright - 01 Sep 2021 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President VP CEO COO, Director
Signature
/s/ Richard A. Wright
Issuer symbol
WTER
Transactions as of
01 Sep 2021
Net transactions value
-$1,851
Form type
4
Filing time
03 Sep 2021, 17:19:31 UTC
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Disposed to Issuer $184 -100 -0% $1.84 3,899,900 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $9,200 -5,000 -0.13% $1.84 3,894,900 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $6,405 -3,500 -0.09% $1.83 3,891,400 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $6,205 -3,400 -0.09% $1.82 3,888,000 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $29,484 -16,200 -0.42% $1.82 3,871,800 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $2,314 -1,275 -0.03% $1.82 3,870,525 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $34,118 -18,850 -0.49% $1.81 3,851,675 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $9,846 -5,455 -0.14% $1.80 3,846,220 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $36,148 -20,082 -0.52% $1.80 3,826,138 01 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $4,550 -2,500 -0.07% $1.82 3,823,638 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $938 -500 -0.01% $1.88 3,823,138 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $6,545 -3,500 -0.09% $1.87 3,819,638 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $2,052 -1,100 -0.03% $1.86 3,818,538 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $18,666 -10,200 -0.27% $1.83 3,808,338 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $550 -300 -0.01% $1.84 3,808,038 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $39,744 -21,600 -0.57% $1.84 3,786,438 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $32,472 -17,600 -0.46% $1.84 3,768,838 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $11,160 -6,000 -0.16% $1.86 3,762,838 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $7,049 -3,800 -0.1% $1.86 3,759,038 02 Sep 2021 Direct
transaction WTER Common Stock Disposed to Issuer $16,720 -9,038 -0.24% $1.85 3,750,000 02 Sep 2021 Direct
holding WTER Common Stock 3,900,000 01 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $272,500 +250,000 +100% $1.09 500,000 31 Mar 2021 Common 250,000 $1.09 Direct F2
holding WTER Stock Options 250,000 01 Sep 2021 Common 250,000 $0.5300 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
F2 50% vest on March 31, 2021 and 50% vest on March 31, 2022.