Brian A. Hennessy - Aug 10, 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Brian A. Hennessy
Stock symbol
HNNA
Transactions as of
Aug 10, 2021
Transactions value $
$39,281
Form type
4
Date filed
8/12/2021, 04:39 PM
Previous filing
Jun 29, 2021
Next filing
Sep 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Purchase $24.9K +2.5K +0.91% $9.98 277K Aug 10, 2021 Direct F1
transaction HNNA Common Stock Purchase $14.3K +1.4K +0.51% $10.24 278K Aug 11, 2021 Direct F2
holding HNNA Common Stock 12.7K Aug 10, 2021 By Spouse's IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $9.9396 to $10.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $10.00 to $10.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.