H. O. Woltz III - Aug 11, 2021 Form 4 Insider Report for INSTEEL INDUSTRIES INC (IIIN)

Role
Chairman, President and CEO, Director
Signature
James F. Petelle for H. O. Woltz III
Stock symbol
IIIN
Transactions as of
Aug 11, 2021
Transactions value $
-$266,625
Form type
4
Date filed
8/12/2021, 11:43 AM
Next filing
Aug 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IIIN Common Stock Options Exercise $138K +7.66K +1.57% $18.05 496K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $37.8K +1.58K +0.32% $23.95 497K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $100K +4.18K +0.84% $23.95 502K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $431K +16.1K +3.21% $26.75 518K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $271K +12.6K +2.43% $21.57 530K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $141K +7.7K +1.45% $18.25 538K Aug 11, 2021 Direct
transaction IIIN Common Stock Options Exercise $149K +6.77K +1.26% $22.09 545K Aug 11, 2021 Direct
transaction IIIN Common Stock Tax liability -$1.53M -36K -6.6% $42.67 509K Aug 11, 2021 Direct
holding IIIN Common Stock - Restricted Stock Units 38.2K Aug 11, 2021 Direct
holding IIIN Common Stock 113K Aug 11, 2021 Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr.
holding IIIN Common Stock 57.3K Aug 11, 2021 Co-trustee of Woltz Foundation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -7.66K -100% $0.00* 0 Aug 11, 2021 Common Stock 7.66K $18.05 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -5.75K -100% $0.00* 0 Aug 11, 2021 Common Stock 5.75K $23.95 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -16.1K -100% $0.00* 0 Aug 11, 2021 Common Stock 16.1K $26.75 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -12.6K -66.67% $0.00 6.28K Aug 11, 2021 Common Stock 12.6K $21.57 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -7.7K -33.33% $0.00 15.4K Aug 11, 2021 Common Stock 7.7K $18.25 Direct F1
transaction IIIN Stock Option (Right to Buy) Options Exercise $0 -6.77K -33.33% $0.00 13.5K Aug 11, 2021 Common Stock 6.77K $22.09 Direct F1
holding IIIN Stock Option (Right to Buy) 16.9K Aug 11, 2021 Common Stock 16.9K $19.86 Direct F1
holding IIIN Stock Option (Right to Buy) 10.5K Aug 11, 2021 Common Stock 10.5K $41.85 Direct F1
holding IIIN Stock Option (Right to Buy) 8.64K Aug 11, 2021 Common Stock 8.64K $34.49 Direct F1
holding IIIN Stock Option (Right to Buy) 14.3K Aug 11, 2021 Common Stock 14.3K $29.69 Direct F1
holding IIIN Common Stock (Right to Buy) 11K Aug 11, 2021 Common Stock 11K $37.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 1/3 annually beginning one year from grant date.