Selig Zises - 02 Aug 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
02 Aug 2021
Net transactions value
+$0.5
Form type
4
Filing time
03 Aug 2021, 12:54:25 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $433,512 +34,681 +21% $12.50* 202,121 02 Aug 2021 Direct F1, F2
transaction ESQ Common Stock Tax liability $433,512 -18,063 -8.9% $24.00 184,058 02 Aug 2021 Direct F1, F2
holding ESQ Common Stock 25,500 02 Aug 2021 As trustee for trust
holding ESQ Common Stock 103,501 02 Aug 2021 By Profit Sharing Plan
holding ESQ Common Stock 12,600 02 Aug 2021 By L.P.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -34,681 -100% $0.000000* 0 02 Aug 2021 Common Stock 34,681 $12.50 Direct F3
holding ESQ Stock Options 1,500 02 Aug 2021 Common Stock 1,500 $19.25 Direct F3
holding ESQ Stock Options 1,500 02 Aug 2021 Common Stock 1,500 $24.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Stock options are fully vested.
F4 Stock options vest in three equal annual installments commencing on December 10, 2019.