Natica von Althann - 15 Jul 2021 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role
Director
Signature
/s/ Jacqueline Perez-Ares, As Power of Attorney
Issuer symbol
FCEL
Transactions as of
15 Jul 2021
Net transactions value
$0
Form type
4
Filing time
16 Jul 2021, 16:37:46 UTC
Previous filing
06 Jul 2021
Next filing
05 Oct 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCEL Deferred Common Stock Units Award $0 +885 +1.3% $0.000000 67,586 15 Jul 2021 Common Stock 885 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2021 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.