James A. Doherty III - 06 Jul 2021 Form 4 Insider Report for Acreage Holdings, Inc.

Role
General Counsel
Signature
/s/ Jessica S. Lochmann, Attorney-in-Fact for James A. Doherty III
Issuer symbol
N/A
Transactions as of
06 Jul 2021
Net transactions value
-$366,968
Form type
4
Filing time
07 Jul 2021, 14:14:20 UTC
Previous filing
08 Jun 2021
Next filing
20 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACRHF Common Stock - Class E Subordinate Voting Shares Sale $294,023 -79,100 -8.8% $3.72* 824,823 06 Jul 2021 Direct F1
transaction ACRHF Common Stock - Class D Subordinate Voting Shares Sale $72,945 -33,966 -9.2% $2.15* 334,380 06 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACRHF Stock Option (Right to Buy) 279,513 06 Jul 2021 Common Stock - Class D Subordinate Voting Shares 279,513 $2.05 Direct F2
holding ACRHF Common Units of High Street Capital Partners, LLC 210,373 06 Jul 2021 See Footnote 210,373 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to pay taxes applicable to vesting of restricted stock units.
F2 Options are immediately exercisable.
F3 These Units are convertible into 0.7 of a Class E subordinate voting share and 0.3 of a Class D subordinate voting share or the cash equivalent thereof at the option of Acreage Holdings, Inc. as set forth in the High Street Capital Partners, LLC Third Amended and Restated Operating Agreement.