Bradley J. Haas - 01 Jul 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Minna Baughman as attorney-in-fact for Bradley J. Haas
Issuer symbol
LEVI
Transactions as of
01 Jul 2021
Net transactions value
-$11,258
Form type
4
Filing time
06 Jul 2021, 17:51:12 UTC
Previous filing
03 Jun 2021
Next filing
08 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +402 $0.000000 402 01 Jul 2021 Direct F1, F2
transaction LEVI Class A Common Stock Sale $11,258 -402 -100% $28.00 0 01 Jul 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -402 -0% $0.000000 11,263,745 01 Jul 2021 Class A Common Stock 402 Direct F1, F2
transaction LEVI Class B Common Stock Gift $0 +2,554,070 +23% $0.000000 13,817,815 01 Jul 2021 Class A Common Stock 2,554,070 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28 to $28.01 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.