Warren Whitehead - Jun 21, 2021 Form 4 Insider Report for Aptose Biosciences Inc. (APTO)

Role
Director
Signature
/s/ Janet Clennett as attorney-in-fact for Warren Whitehead
Stock symbol
APTO
Transactions as of
Jun 21, 2021
Transactions value $
-$82,694
Form type
4
Date filed
6/23/2021, 05:08 PM
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APTO Common Shares Sale -$51.6K -15.4K -38.5% $3.35 24.6K Jun 21, 2021 Direct F1, F2
transaction APTO Common Shares Sale -$31.1K -9.6K -39.02% $3.24 15K Jun 22, 2021 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Converted from Canadian sale price of C$4.146 using an exchange rate of C$1.2377 = US$1.00.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from C$4.12 to C$4.16, inclusive. The reporting person undertakes to provide to Aptose Biosciences Inc., any security holder of Aptose Biosciences Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
F3 Converted from Canadian sale price of C$4.002 using an exchange rate of C$1.2356 = US$1.00.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from C$3.99 to C$4.12, inclusive. The reporting person undertakes to provide to Aptose Biosciences Inc., any security holder of Aptose Biosciences Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above