Jeffrey Nicholson - Jun 7, 2021 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Chief Operating Officer
Signature
/s/ Patrick D. Daugherty, attorney-in-fact for Jeffrey Nicholson
Stock symbol
VWE
Transactions as of
Jun 7, 2021
Transactions value $
$0
Form type
4
Date filed
6/17/2021, 12:13 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Stock Option (right to buy) Award $0 +709K $0.00 709K Jun 7, 2021 Common Stock 709K $10.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options vest with respect to 25% 18 months from the date of grant, with the remainder vesting 25% on each of the second, third and fourth anniversaries of the date of grant.