Patricia L. Owens - Jun 10, 2021 Form 4 Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Role
Ex. VP & Chief Banking Officer
Signature
Teresa D. Ely, Lmtd POA, Attorney-in-Fact
Stock symbol
SMMF
Transactions as of
Jun 10, 2021
Transactions value $
$0
Form type
4
Date filed
6/10/2021, 02:03 PM
Next filing
Jul 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMMF Common Stock 4.52K Jun 10, 2021 By ESOP F3
holding SMMF Common Stock 1.51K Jun 10, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMMF Employee Stock Option (Right to Buy) 200 Jun 10, 2021 Common Stock 200 $18.26 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 15.4K Jun 10, 2021 Common Stock 15.4K $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 4.95K Jun 10, 2021 Common Stock 4.95K $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 10.1K Jun 10, 2021 Common Stock 10.1K $23.94 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2 Option expires in 5 equal annual installments with the final date indicated
F3 The amount of securities beneficially owned changed due to a distribution of stock with is exempt from reporting under Rule 16b-3(c).