| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SMMF | Common Stock | 4,518 | 10 Jun 2021 | By ESOP | F3 | |||||
| holding | SMMF | Common Stock | 1,505 | 10 Jun 2021 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SMMF | Employee Stock Option (Right to Buy) | 200 | 10 Jun 2021 | Common Stock | 200 | $18.26 | Direct | F1, F2 | |||||
| holding | SMMF | Stock-Settled Stock Appreciation Rights | 15,442 | 10 Jun 2021 | Common Stock | 15,442 | $12.01 | Direct | F1 | |||||
| holding | SMMF | Stock-Settled Stock Appreciation Rights | 4,945 | 10 Jun 2021 | Common Stock | 4,945 | $26.01 | Direct | F1 | |||||
| holding | SMMF | Stock-Settled Stock Appreciation Rights | 10,064 | 10 Jun 2021 | Common Stock | 10,064 | $23.94 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Option and/or SAR vests in 5 equal annual installments with the beginning date indicated. |
| F2 | Option expires in 5 equal annual installments with the final date indicated |
| F3 | The amount of securities beneficially owned changed due to a distribution of stock with is exempt from reporting under Rule 16b-3(c). |