Patrick A. Roney - Jun 7, 2021 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Signature
/s/ Patrick D. Daugherty, attorney-in-fact for Patrick A. Roney
Stock symbol
VWE
Transactions as of
Jun 7, 2021
Transactions value $
$0
Form type
4
Date filed
6/9/2021, 04:51 PM
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VWE Common Stock 6.52M Jun 7, 2021 By Patrick A. Roney and Laura G. Roney Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Stock Option (right to buy) Award $0 +851K $0.00 851K Jun 7, 2021 Common Stock 851K $10.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 The stock options vest with respect to 25% 18 months from the date of grant, with the remainder vesting 25% on each of the second, third and fourth anniversaries of the date of grant.