Patrick A. Roney - 07 Jun 2021 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Patrick D. Daugherty, attorney-in-fact for Patrick A. Roney
Issuer symbol: N/A
Transactions as of: 07 Jun 2021
Net transactions value: $0
Form type: 4
Filing time: 09 Jun 2021, 16:51:28 UTC
Next filing: 22 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VWE	Common Stock						6,516,072	07 Jun 2021	By Patrick A. Roney and Laura G. Roney Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VWE	Stock Option (right to buy)	Award	$0	+850,560		$0.000000	850,560	07 Jun 2021	Common Stock	850,560	$10.50	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2	The stock options vest with respect to 25% 18 months from the date of grant, with the remainder vesting 25% on each of the second, third and fourth anniversaries of the date of grant.