Joel Thomas Casterton - Jun 4, 2021 Form 4 Insider Report for MODINE MANUFACTURING CO (MOD)

Role
VP, HDE
Signature
Sylvia A. Stein, Attorney in Fact
Stock symbol
MOD
Transactions as of
Jun 4, 2021
Transactions value $
-$23,572
Form type
4
Date filed
6/8/2021, 06:22 PM
Previous filing
Jun 2, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOD Common stock Tax liability -$23.6K -1.33K -2.79% $17.79 46.1K Jun 4, 2021 Direct F1, F2
transaction MOD Common stock Award $0 +6.92K +14.99% $0.00 53.1K Jun 4, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOD Employee stock option (Right to buy) Award $0 +7.48K $0.00 7.48K Jun 4, 2021 Common stock 7.48K $17.79 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares disposed of in a private transaction to cover tax withholding.
F2 This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F3 This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F4 This option will vest in four equal annual installments commencing on 6/4/22.