Randal J. Kirk - 03 Jun 2021 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Issuer symbol
PGEN
Transactions as of
03 Jun 2021
Net transactions value
$0
Form type
4
Filing time
07 Jun 2021, 16:10:54 UTC
Next filing
24 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Other +354,557 +1.9% 18,684,553 03 Jun 2021 by R.J. Kirk DOT F1, F3
transaction PGEN Common Stock Other +5,663 +1.2% 479,857 03 Jun 2021 by JPK 2008 F1, F3
transaction PGEN Common Stock Other +56,638 +1.6% 3,597,953 03 Jun 2021 by JPK 2009 F1, F3
transaction PGEN Common Stock Other +22,655 +1.4% 1,612,186 03 Jun 2021 by JPK 2012 F1, F3
transaction PGEN Common Stock Other +3,398 +0.77% 447,405 03 Jun 2021 by Kellie L. Banks LTT F1, F3
transaction PGEN Common Stock Other +5,663 +1.2% 478,894 03 Jun 2021 by MGK 2008 F1, F3
transaction PGEN Common Stock Other +56,638 +1.5% 3,838,992 03 Jun 2021 by MGK 2009 F1, F3
transaction PGEN Common Stock Other +22,655 +1.4% 1,594,863 03 Jun 2021 by MGK 2011 F1, F3
transaction PGEN Common Stock Other +5,663 +1% 567,535 03 Jun 2021 by ZSK 2008 F1, F3
transaction PGEN Common Stock Other +4,531 +1.3% 342,685 03 Jun 2021 by ZSK 2009 F1, F3
transaction PGEN Common Stock Other +14,159 +1.5% 989,243 03 Jun 2021 by Sr. Staff 2015 F1, F3
transaction PGEN Common Stock Other +14,168 +1.5% 989,252 03 Jun 2021 by Staff 2015 F2, F3
holding PGEN Common Stock 1,592,206 03 Jun 2021 by Staff 2010 F3
holding PGEN Common Stock 1,383,858 03 Jun 2021 by Staff 2009 F3
holding PGEN Common Stock 2,976,063 03 Jun 2021 by Sr. Staff 2008 F3
holding PGEN Common Stock 691,929 03 Jun 2021 by Incentive 2009 F3
holding PGEN Common Stock 1,260,538 03 Jun 2021 by Incentive 2010 F4
holding PGEN Common Stock 213,805 03 Jun 2021 by ADC 2010 F4
holding PGEN Common Stock 14,140,139 03 Jun 2021 by Kapital Joe F4
holding PGEN Common Stock 311,287 03 Jun 2021 by Staff 2001 F4
holding PGEN Common Stock 58,800 03 Jun 2021 by Sr. Staff F4
holding PGEN Common Stock 1,403 03 Jun 2021 by Lotus F4
holding PGEN Common Stock 59,133 03 Jun 2021 by Staff 2006 F4
holding PGEN Common Stock 118,266 03 Jun 2021 by Sr. Staff 2006 F4
holding PGEN Common Stock 19,711 03 Jun 2021 by Incentive 2006 F4
holding PGEN Common Stock 4,995,000 03 Jun 2021 by Sr. Staff 2007 F4
holding PGEN Common Stock 2,497,500 03 Jun 2021 by Staff 2007 F4
holding PGEN Common Stock 832,500 03 Jun 2021 by Incentive 2007 F4
holding PGEN Common Stock 16,406,828 03 Jun 2021 by Sunset 2020 F4
holding PGEN Common Stock 1,144,481 03 Jun 2021 by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP.
F2 On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP.
F3 Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4 Randal J. Kirk controls each of Third Security Incentive 2010 LLC ("Incentive 2010"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), Third Security Incentive 2007 LLC ("Incentive 2007"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.