Eric Hobbs - 04 Mar 2021 Form 4 Insider Report for Berkeley Lights, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Stuart L. Merkadeau, Attorney-in-fact for Eric Hobbs
Issuer symbol
N/A
Transactions as of
04 Mar 2021
Net transactions value
-$638,383
Form type
4
Filing time
24 May 2021, 21:24:41 UTC
Next filing
23 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELL Common Stock Award $0 +14,300 +7.7% $0.000000 200,498 04 Mar 2021 Direct F1
transaction CELL Common Stock Options Exercise $32,550 +15,500 +7.7% $2.10 215,998 20 May 2021 Direct
transaction CELL Common Stock Sale $29,428 -733 -0.34% $40.15* 215,265 20 May 2021 Direct F2, F3
transaction CELL Common Stock Sale $140,687 -3,383 -1.6% $41.59* 211,882 20 May 2021 Direct F2, F4
transaction CELL Common Stock Sale $469,284 -11,084 -5.2% $42.34* 200,798 20 May 2021 Direct F2, F5
transaction CELL Common Stock Sale $12,866 -300 -0.15% $42.89* 200,498 20 May 2021 Direct F2, F6
transaction CELL Common Stock Tax liability $18,668 -443 -0.22% $42.14* 200,055 20 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELL Stock Option (Right to Buy) Options Exercise $0 -15,500 -6.3% $0.000000 229,000 20 May 2021 Common Stock 15,500 $2.10 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units which will vest quarterly for four years until fully vested on February 25, 2025.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $39.75 to $40.73. The reporting person undertakes to provide Berkeley Lights, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.81. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $42.85 to $42.96. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments of 10,416 shares until fully vested on November 2, 2021.