Peter E. Haas Jr. - May 17, 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr.
Stock symbol
LEVI
Transactions as of
May 17, 2021
Transactions value $
-$450,980
Form type
4
Date filed
5/19/2021, 12:41 PM
Previous filing
May 11, 2021
Next filing
Jul 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +15.5K $0.00 15.5K May 17, 2021 See footnote F1, F2, F3
transaction LEVI Class A Common Stock Sale -$451K -15.5K -100% $29.17 0 May 17, 2021 See Footnote F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -15.5K -0.06% $0.00 24.6M May 17, 2021 Class A Common Stock 15.5K See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
F4 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.625 to $29.37 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.