Key facts
- This page summarizes Andrew Pullar Power's Form 4 filing for Golden Minerals Co (AUMN).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 14 May 2021, 14:16.
Andrew Pullar Power - 13 May 2021 Form 4 Insider Report for Golden Minerals Co (AUMN)
- Reporting relationship
- Director
- Issuer ticker
- AUMN
- Reported as of
- 13 May 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 May 2021, 14:16:55 UTC
- Next SEC filing
- 31 May 2022
- Source filing
- View source filing
- Reporting owner signature
- Robert P. Vogels for Andrew Pullar Pursuant to Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Andrew Pullar Power filed Form 4 for Golden Minerals Co (AUMN) on 14 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUMN
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +50,000
- Change %
- +8.8%
- Price
- $0.000000
- Shares after
- 620,922
- Date
- 13 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan.
Footnote F2
Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the board of directors of Golden Minerals Company. The reporting person is director and managing partner of Sentient. Sentient, through the Sentient executive funds, holds shares of common stock of Golden Minerals Company. In accordance with certain Sentient internal requirements, the reporting person will remit the shares of common stock issued pursuant to the Restricted Stock Units that are received by the reporting person for serving on the Board of Directors of Golden Minerals Company as directed by Sentient at the time of issuance.
Footnote F3
Once shares of common stock represented by vested Restricted Stock Units are issued to the reporting person, the reporting person will indirectly own those shares of common stock. As such, the reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.