John H. Jacko - May 10, 2021 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP & Chief Growth Officer
Signature
/s/ John K. Wilson, Attorney-in-Fact for John H. Jacko
Stock symbol
PNR
Transactions as of
May 10, 2021
Transactions value $
-$904,104
Form type
4
Date filed
5/12/2021, 04:45 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $389K +10.1K +1390.33% $38.68 10.8K May 10, 2021 Direct
transaction PNR Common Shares Sale -$700K -10.1K -93.29% $69.52 724 May 10, 2021 Direct F1
transaction PNR Common Shares Options Exercise $416K +9.16K +1265.06% $45.42 9.88K May 10, 2021 Direct
transaction PNR Common Shares Sale -$637K -9.16K -92.67% $69.59 724 May 10, 2021 Direct F2
transaction PNR Common Shares Options Exercise $444K +11.8K +1623.48% $37.77 12.5K May 10, 2021 Direct
transaction PNR Common Shares Sale -$816K -11.8K -94.2% $69.44 724 May 10, 2021 Direct F3
holding PNR Common Shares - Restricted Stock Units 18.6K May 10, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -10.1K -100% $0.00* 0 May 10, 2021 Common Shares 10.1K $38.68 Direct F5
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -9.16K -66.66% $0.00 4.58K May 10, 2021 Common Shares 9.16K $45.42 Direct F6
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -11.8K -61.97% $0.00 7.21K May 10, 2021 Common Shares 11.8K $37.77 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $69.482 to $69.560. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $69.560 to $69.620. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3 The price in Column 4 is a weighted average price. The prices actually received ranged from $69.420 to $69.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F4 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5 This option is presently exercisable in full.
F6 One-third of the stock options become exercisable on the first, second and third anniversary of the grant.