Diane M. Gershowitz - 06 May 2021 Form 4 Insider Report for MARCUS CORP (MCS)

Role
Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Diane M. Gershowitz
Issuer symbol
MCS
Transactions as of
06 May 2021
Net transactions value
$0
Form type
4
Filing time
10 May 2021, 08:54:58 UTC
Next filing
28 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Award $0 +2,500 +1.2% $0.000000 210,246 06 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (Right to Buy) 500 06 May 2021 Common Stock 500 $10.50 Direct F2
holding MCS Stock Option (Right to Buy) 500 06 May 2021 Common Stock 500 $13.33 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $13.45 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $16.84 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $19.65 Direct F2
holding MCS Stock Option (Right to Buy) 583 06 May 2021 Common Stock 583 $18.97 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $31.55 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $27.20 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $38.51 Direct F2
holding MCS Stock Option (Right to Buy) 1,000 06 May 2021 Common Stock 1,000 $32.60 Direct F2
holding MCS Class B Common Stock 2,012,533 06 May 2021 Common Stock 400,000 By DG-LDJ Holdings, LLC F3, F4, F5
holding MCS Class B Common Stock 7,465 06 May 2021 Common Stock 7,465 Direct F3, F4, F5
holding MCS Class B Common Stock 131,506 06 May 2021 Common Stock 131,506 As Trustee F3, F4, F5, F6
holding MCS Class B Common Stock 50,845 06 May 2021 Common Stock 50,845 By Trust F3, F4, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock granted May 6, 2021 vests and becomes exercisable as follows: 100% after the first anniversary of the date of grant.
F2 Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
F3 This security is convertible into common stock on a 1-for-1 basis at no cost.
F4 This security is immediately exercisable.
F5 No expiration date.
F6 As trustee for brother's children.
F7 By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.