Michael S. Keim - 31 Dec 2022 Form 5 Insider Report for UNIVEST FINANCIAL Corp (UVSP)

Role: Senior EVP & COO
Signature: Megan D. Santana
Issuer symbol: UVSP
Transactions as of: 31 Dec 2022
Net transactions value: $0
Form type: 5
Filing time: 26 Jan 2023, 08:46:53 UTC
Previous filing: 17 Mar 2022
Next filing: 17 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UVSP	Common						40,095	31 Dec 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	UVSP	Stock Options (Right to Buy)						2,000	31 Dec 2022	Common	2,000	$18.52	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						7,430	31 Dec 2022	Common	7,430	$19.68	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						6,696	31 Dec 2022	Common	6,696	$28.15	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						7,245	31 Dec 2022	Common	7,245	$28.50	Direct	F2
holding	UVSP	Restricted Stock Units						1,231	31 Dec 2022	Common	1,231		Direct	F3, F4
holding	UVSP	Restricted Stock Units						1,654	31 Dec 2022	Common	1,654		Direct	F3, F4
holding	UVSP	Restricted Stock Units						2,661	31 Dec 2022	Common	2,661		Direct	F3, F4
holding	UVSP	Performance Restricted Stock Units						8,614	31 Dec 2022	Common	8,614		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						5,788	31 Dec 2022	Common	5,788		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						6,202	31 Dec 2022	Common	6,202		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	INCLUDES 6,906.8969 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
F2	AT THE GRANT DATE, STOCK OPTIONS WERE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F3	EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F4	RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F5	THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.