Michael S. Keim - Dec 31, 2021 Form 5 Insider Report for UNIVEST FINANCIAL Corp (UVSP)

Signature
Megan D. Santana
Stock symbol
UVSP
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
1/28/2022, 09:30 AM
Previous filing
Sep 8, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UVSP Common 33.1K Dec 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UVSP Stock Options (Right to Buy) 2K Dec 31, 2021 Common 2K $18.52 Direct F2
holding UVSP Stock Options (Right to Buy) 7.43K Dec 31, 2021 Common 7.43K $19.68 Direct F2
holding UVSP Stock Options (Right to Buy) 6.7K Dec 31, 2021 Common 6.7K $28.15 Direct F2
holding UVSP Stock Options (Right to Buy) 7.25K Dec 31, 2021 Common 7.25K $28.50 Direct F2
holding UVSP Restricted Stock Units 798 Dec 31, 2021 Common 798 Direct F3, F4
holding UVSP Restricted Stock Units 2.46K Dec 31, 2021 Common 2.46K Direct F3, F4
holding UVSP Restricted Stock Units 2.48K Dec 31, 2021 Common 2.48K Direct F3, F4
holding UVSP Performance Restricted Stock Units 5.59K Dec 31, 2021 Common 5.59K Direct F3, F5
holding UVSP Performance Restricted Stock Units 8.61K Dec 31, 2021 Common 8.61K Direct F3, F5
holding UVSP Performance Restricted Stock Units 5.79K Dec 31, 2021 Common 5.79K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 INCLUDES 5,945.1934 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
F2 AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F3 EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F4 RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F5 THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.