-
Signature
-
/s/ P. Blake Allen, Attorney-in-fact
-
Stock symbol
-
SCHW
-
Transactions as of
-
Jun 12, 2024
-
Transactions value $
-
-$187,364
-
Form type
-
4
-
Date filed
-
6/14/2024, 07:07 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SCHW |
Common Stock |
Options Exercise |
$425K |
+8.16K |
|
$52.05 |
0 |
Jun 12, 2024 |
Direct |
F1 |
| transaction |
SCHW |
Common Stock |
Sale |
-$612K |
-8.16K |
-6.29% |
$75.00 |
122K |
Jun 12, 2024 |
by Trust |
F2 |
| holding |
SCHW |
Common Stock |
|
|
|
|
|
3.74K |
Jun 12, 2024 |
by 401(k) |
F3 |
| holding |
SCHW |
Common Stock |
|
|
|
|
|
673 |
Jun 12, 2024 |
by ESOP |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SCHW |
Nonqualified Stock Option (right to buy) |
Options Exercise |
$0 |
-8.16K |
-15.58% |
$0.00 |
44.3K |
Jun 12, 2024 |
Common Stock |
8.16K |
$52.05 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: