Horvath D. Debora - Sep 29, 2023 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Role
Director
Signature
Attorney-In-Fact:/s/Andrew P. Stone
Stock symbol
RWT
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
9/29/2023, 05:24 PM
Previous filing
Jun 30, 2023
Next filing
Dec 28, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT Deferred Stock Units Award $0 +5.49K $0.00 5.49K Sep 29, 2023 Common Stock 5.49K $7.07 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2 100% vested at grant.
F3 No expiration date is applicable to deferred stock units.