Horvath D. Debora - May 24, 2022 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Role
Director
Signature
Attorney-In-Fact: /s/ Andrew P. Stone
Stock symbol
RWT
Transactions as of
May 24, 2022
Transactions value $
$0
Form type
4
Date filed
5/26/2022, 04:57 PM
Previous filing
May 18, 2022
Next filing
Jun 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT Deferred Stock Units Award $0 +12.8K $0.00 12.8K May 24, 2022 Common Stock 12.8K $9.78 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
F2 100% vested at grant.
F3 Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 24, 2025.
F4 No expiration date is applicable to deferred stock units.